MiFID Investment Services

MiFID and Investment Servicing - AGC Governance

AGC Market Access* provides a range of MiFID-compliant services that meet current and upcoming regulatory requirements. This allows investment managers to satisfy the compliance needs of today, while also future-proofing their business.

The scope and depth of requirements under MIFID II, which came into force on 3rd January 2018, touch aspects of marketing and distribution, trading and research, counterparty interaction, and day-to-day operations.

With its MiFID II solution, AGC European fund management services allows managers to continue to seamlessly service existing clients and grow their presence in Europe whether via fund or separately managed account offerings.

Investment Servicing

AGC Market Access* provides a range of services that allow portfolio managers to focus on their core competency of alpha generation. Any passive, non-discretionary components of managing a fund can be provided via the Investment Servicing suite. Alternatively, in conjunction with the AGC MiFID Hosting service, portfolio managers can utilise the services below to have a fully-outsourced and regulated investment management entity that satisfies all compliance requirements and provides optimum operational efficiencies.

*AGC Market Access has been authorised and regulated since 2007 by the Central Bank of UAE as a MiFID Firm. AGC Market Access is authorised by the US Commodity Futures Trading Commission (“CFTC”) as a Commodity Trading Advisor, Commodity Pool Operator and Introducing Broker and member of the National Futures Association (“NFA”) with register number 0356548

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AGC Market Access RTS 28 Report 2019 AGC Market Access RTS 28 Report 2018 AGC Market Access RTS 28 Report 2017